Sircon for Securities Firms™

Securities and insurance compliance all in one.

Introducing Sircon for Securities Firms

Sircon for Securities Firms automates the processes essential to get your advisors compliant and authorized to sell. Plus, you get an enterprise-wide view of all required activities to supervise and keep those advisors compliant.

Why Sircon for Securities Firms?

Licensing & registration made easy

Streamline the registration process and collect information from advisors without leaving the system.

Complete advisor record

Get a 360° view of your advisors with a single records repository. 

Avoid conflicts of interest

Identify, manage, and mitigate conflicts of interest related to outside business activities (OBAs) and private securities transactions (PSTs).

Sila 2023


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